Showing 1 - 20 results of 2,282 for search '"Securities"', query time: 0.32s Refine Results
  1. 1
    Invest wisely : advice from your securities industry regulators.
    Published 1997
    Subjects: “...United States. Securities and Exchange Commission....”
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    Government Document Book
  2. 2
    Large retail time deposits and U.S. Treasury securities (1986-95) : evidence of a segmenting market /
    by Gilkeson, James H.
    Published 1997
    Subjects: “...Government securities....”
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    Government Document Book
  3. 3
    Day trading : everyone gambles but the house : hearings before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate, One Hundred Sixth Congress, second session, February 24 and 25, 2000.
    Published 2000
    Subjects: “...Day trading (Securities) United States....”
    Government Document Book
  4. 4
    Day trading : an overview : hearing before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate, One Hundred Sixth Congress, first session, September 16, 1999.
    Published 2000
    Subjects: “...Day trading (Securities) United States....”
    Text version:
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    Government Document Book
  5. 5
    Report of examinations of day-trading broker-dealers /
    Published 2000
    Subjects: “...Day trading (Securities) United States....”
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    Government Document Book
  6. 6
    Callable or redeemable bonds /
    Published 2008
    Subjects: “...Callable securities United States....”
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    Government Document Book
  7. 7
    SEC enforcement : responses to GAO and SEC recommendations related to microcap stock fraud : report to congressional committees.
    Published 1999
    Subjects: “...Securities fraud United States....”
    Adobe Acrobat Reader required
    Government Document Microform Book
  8. 8
    Securities pricing : actions needed for conversion to decimals : statement of Thomas J. McCool, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Finance and Hazardous Materials, Committee on Commerce, House of Representatives /
    by McCool, Thomas Joseph, 1947-
    Published 1998
    Subjects: “...Securities Prices United States....”
    Adobe Acrobat reader required.
    Government Document Microform Book
  9. 9
    Securities operations : day trading requires continued oversight : report to congressional requesters /
    Published 2000
    Subjects: “...Day trading (Securities) United States....”
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    Government Document Microform Book
  10. 10
    Financial derivatives : actions taken or proposed since May 1994 : report to congressional committees /
    Published 1996
    Subjects: “...Derivative securities United States....”
    Adobe Acrobat reader required.
    Government Document Book
  11. 11
    What every investor should know about settling trades in three days : introducing T+3.
    Published 1995
    Subjects: “...Securities United States....”
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    Government Document Book
  12. 12
    Notice of filing of amendment no. 2 relating to NAqcess system and accompanying rules of practice.
    Published 1997
    Subjects: “...Securities United States....”
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    Government Document Book
  13. 13
    Online investment opportunities : 'Net profit or 'Net gloss?
    Published 1998
    Subjects: “...Electronic trading of securities....”
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    Government Document Book
  14. 14
    Sellos falsos y teléfonos engañosos : cómo intentan parecer legítimos los fraudulentos.
    Published 2004
    Subjects: “...Securities fraud Prevention....”
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    Government Document Book
  15. 15
    On-line brokerage : keeping apace of cyberspace.
    Published 1999
    Subjects: “...Day trading (Securities) United States....”
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    Government Document Book
  16. 16
    Saving investors money : reducing excessive SEC fees : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 7, 2001.
    Published 2001
    Subjects: “...Securities United States....”
    Text version:
    Adobe Acrobat Reader required
    Government Document Book
  17. 17
    Saving investors money and strengthening the SEC : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the "Competitive Market Supervision Act" (S. 143) which seeks to reduce excess user fee collections made by the Securities and Exchange Commission (SEC), place SEC funding on a stable basis, and provide for parity of SEC salaries with federal bank regulators, February 14, 2001.
    Published 2002
    Subjects: “...Securities United States....”
    Text version:
    Adobe Acrobat Reader required
    Government Document Book
  18. 18
    Expenditures and revenues of state securities regulatory agencies /
    Published 2000
    Subjects: “...Securities commissions Finance Statistics....”
    Adobe Acrobat Reader required
    Government Document Book
  19. 19
    The SEC proposal on market structure : how will investors fare? : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Entereprises [as printed] of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, second session, May 18, 2004.
    Published 2004
    Subjects: “...Securities industry United States....”
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    Government Document Book
  20. 20
    SEC strategic planning : will additional resources help the SEC fulfill its mission? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, first session, July 23, 2003.
    Published 2003
    Subjects: “...United States. Securities and Exchange Commission Planning....”
    Get full text
    Government Document Book
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