Showing 1 - 20 results of 926 for search '"Securities"', query time: 0.57s Refine Results
  1. 1
    High-frequency trading : background, concerns, and regulatory developments /
    by Shorter, Gary W., Miller, Rena S.
    Published 2019
    Subjects: “...Day trading (Securities) United States....”
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  2. 2
    Intelligize.
    Published 2011
    Subjects: “...United States. Securities and Exchange Commission. fast (OCoLC)fst00528527...”
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  3. 3
    Insider trading /
    by Sykes, Jay B.
    Published 2021
    Subjects: “...Insider trading in securities Law and legislation United States....”
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  4. 4
    Capital markets, securities offerings, and related policy issues /
    by Su, Eva
    Published 2018
    Subjects: “...Securities United States....”
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  5. 5
    Stock buybacks : background and reform proposals /
    by Sykes, Jay B.
    Published 2018
    Subjects: “...Securities United States....”
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    Government Document Database
  6. 6
    Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues /
    by Shorter, Gary W.
    Published 2019
    Subjects: “...Securities Investor Protection Corporation. http://id.loc.gov/authorities/names/n50022705...”
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  7. 7
    Introduction to financial services.
    by Shorter, Gary W.
    Published 2019
    Subjects: “...United States. Securities and Exchange Commission. http://id.loc.gov/authorities/names/n78088948...”
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  8. 8
    Consol-type perpetual bonds and the debt limit: in brief /
    by Austin, D. Andrew
    Published 2023
    Subjects: “...Government securities United States....”
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  9. 9
    EDGAR filer manual.
    Subjects: “...United States. Securities and Exchange Commission Data processing Handbooks, manuals, etc....”
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  10. 10
    Short selling : background and policy issues /
    by Su, Eva, Shorter, Gary W.
    Published 2023
    Subjects: “...Short selling (Securities) United States....”
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  11. 11
    Regulation best interest (Reg BI) : the SEC's rule for broker-dealers /
    by Shorter, Gary W.
    Published 2020
    Subjects: “...Securities United States. http://id.loc.gov/authorities/subjects/sh2010111900...”
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  12. 12
    Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission.
    Published 1941
    Subjects: “...United States. Securities and Exchange Commission. http://id.loc.gov/authorities/names/n78088948...”
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  13. 13
    Capital access : SEC Regulation A+ ("Mini-IPO") /
    by Su, Eva
    Published 2019
    Subjects: “...United States. Securities and Exchange Commission. http://id.loc.gov/authorities/names/n78088948...”
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    Government Document Database
  14. 14
    Introduction to financial services : the Securities and Exchange Commission /
    by Shorter, Gary W.
    Published 2021
    Subjects: “...United States. Securities and Exchange Commission. http://id.loc.gov/authorities/names/n78088948...”
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    Government Document Database
  15. 15
    CRS Series : introduction to financial services--118th Congress /
    by Labonte, Marc, Gnanarajah, Raj
    Published 2019
    Subjects: “...Securities industry State supervision United States....”
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  16. 16
    The Dodd-Frank Wall Street reform and Consumer Protection Act : Title VII, derivatives /
    Subjects: “...Derivative securities United States....”
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  17. 17
    Bond insurers : issues for the 110th Congress /
    by Webel, Baird, Getter, Darryl E.
    Published 2019
    Subjects: “...Mortgage-backed securities United States....”
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  18. 18
    Credit rating agencies and their regulation /
    by Shorter, Gary W.
    Published 2020
    Subjects: “...Securities Ratings and rankings United States....”
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    Government Document Database
  19. 19
    Accredited investor definition and private securities markets /
    by Su, Eva
    Published 2020
    Subjects: “...Securities United States....”
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  20. 20
    Derivatives : introduction and legislation in the 114th Congress /
    by Miller, Rena S.
    Published 2018
    Subjects: “...Derivative securities Law and legislation United States. http://id.loc.gov/authorities/subjects/sh...”
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    Government Document Database
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