Showing 1 - 20 results of 174 for search '"Securities"', query time: 0.19s Refine Results
  1. 1
    SEC enforcement : responses to GAO and SEC recommendations related to microcap stock fraud : report to congressional committees.
    Published 1999
    Subjects: “...Securities fraud United States....”
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    Government Document Microform Book
  2. 2
    Securities pricing : actions needed for conversion to decimals : statement of Thomas J. McCool, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Finance and Hazardous Materials, Committee on Commerce, House of Representatives /
    by McCool, Thomas Joseph, 1947-
    Published 1998
    Subjects: “...Securities Prices United States....”
    Adobe Acrobat reader required.
    Government Document Microform Book
  3. 3
    Securities operations : day trading requires continued oversight : report to congressional requesters /
    Published 2000
    Subjects: “...Day trading (Securities) United States....”
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  4. 4
    Securities fraud : the Internet poses challenges to regulators and investors : statement of Richard J. Hillman, Associate Director, Financial Institutions and Markets Issues, General Government Division, before the Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate.
    by Hillman, Richard J.
    Published 1999
    Subjects: “...Securities fraud United States States....”
    Adobe Acrobat Reader required
    Government Document Microform Book
  5. 5
    Money penalties : securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees.
    Published 1999
    Subjects: “...United States. Securities and Exchange Commission Rules and practice....”
    Adobe Acrobat Reader required
    Government Document Microform Book
  6. 6
    Securities market operations : the effects of SOES on the Nasdaq Market : report to congressional requestors.
    Published 1998
    Subjects: “...Securities industry United States Automation Evaluation....”
    Adobe Acrobat Reader required
    Government Document Microform Book
  7. 7
    Payments, clearance, and settlement : a guide to the systems, risks, and issues : report to the Chairman, Committee on Banking and Financial Services, House of Representatives /
    Published 1997
    Subjects: “...Clearing of securities United States....”
    Adobe Acrobat reader required.
    Government Document Microform Book
  8. 8
    Mutual funds : SEC adjusted its oversight in response to rapid industry growth : report to congressional committees /
    Published 1997
    Subjects: “...United States. Securities and Exchange Commission....”
    Adobe Acrobat reader required.
    Government Document Microform Book
  9. 9
    Thrift activities regulatory handbook update /
    Published 2001
    Subjects: “...Securities United States....”
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    Government Document Microform Book
  10. 10
    Perspectives from Argentina, Brazil, and Colombia.
    Published 2003
    Subjects: “...National security International cooperation....”
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    Government Document Microform Book
  11. 11
    Economic power in the Sino-U.S. relationship /
    by Donovan, Kevin F.
    Published 1995
    Subjects: “...National security China....”
    PURL accesses list of occasional papers from which a link may be made to the title desired
    Government Document Microform Book
  12. 12
    The major powers in northeast Asian security /
    by Cossa, Ralph A.
    Published 1996
    Subjects: “...National security East Asia....”
    Adobe Acrobat Reader required
    Government Document Microform Book
  13. 13
    Small Business Administration : secondary market for guaranteed portions of 7(a) loans : statement of Thomas J. McCool, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Government Programs and Oversight, Small Business Committee, House of Representatives.
    by McCool, Thomas Joseph, 1947-
    Published 1998
    Subjects: “...Mortgage-backed securities United States....”
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    Government Document Microform Book
  14. 14
    Caribbean security on the eve of the 21st century /
    by Griffith, Ivelaw L.
    Published 1996
    Subjects: “...National security Caribbean Area....”
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    Government Document Microform Book
  15. 15
    Automated security self-evaluation tool user manual /
    Published 2003
    Subjects: “...Computer security....”
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    Government Document Microform Book
  16. 16
    Report to the Social Security Advisory Board /
    Published 2003
    Subjects: “...Social security United States Statistics....”
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  17. 17
    Contingency operations : update on DOD's fiscal year 1995 cost and funding : briefing report to congressional requesters /
    Published 1996
    Subjects: “...Security, International....”
    Adobe Acrobat Reader required
    Government Document Microform Book
  18. 18
    Securing our homeland : U.S. Department of Homeland Security strategic plan /
    Published 2004
    Subjects: “...United States. Department of Homeland Security....”
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    Government Document Microform Book
  19. 19
    SSA benefit statements : well received by the public but difficult to comprehend : report to the Chairman, Subcommittee on Social Security, Committee on Ways and Means, House of Representatives /
    Published 1996
    Subjects: “...United States. Social Security Administration....”
    Adobe Acrobat Reader required
    Government Document Microform Book
  20. 20
    SSA benefit estimate statements : additional data needed to improve workload management : report to the chairman, Subcommittee on Social Security, Committee on Ways and Means, House of Representatives /
    Published 1997
    Subjects: “...United States. Social Security Administration....”
    Adobe Acrobat Reader required
    Government Document Microform Book
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