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Showing 1 - 9 results of 9 for search '"Industries"', query time: 0.24s Refine Results
  1. 1
    Robinhood, the fintech discount broker : recent developments and concerns /
    by Shorter, Gary W.
    Published 2020
    Subjects: “...Financial services industry Information technology United States....”
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    Government Document Database
  2. 2
    Legislation to repeal mandatory securities arbitration /
    by Shorter, Gary W.
    Published 2022
    Subjects: “...Securities industry Law and legislation United States....”
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    Government Document Database
  3. 3
    Introduction to financial services.
    by Shorter, Gary W.
    Published 2019
    Subjects: “...Securities industry Law and legislation United States. http://id.loc.gov/authorities/subjects/sh...”
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    Government Document Database
  4. 4
    Regulation best interest (Reg BI) : the SEC's rule for broker-dealers /
    by Shorter, Gary W.
    Published 2020
    Subjects: “...Securities industry United States. http://id.loc.gov/authorities/subjects/sh2005000747...”
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    Government Document Database
  5. 5
    Introduction to financial services : corporate governance /
    by Gnanarajah, Raj, Shorter, Gary W.
    Published 2019
    Subjects: “...Financial services industry United States. http://id.loc.gov/authorities/subjects/sh2008103759...”
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    Government Document Database
  6. 6
    Legislation to repeal the private equity fund adviser registration requirement in the Dodd-Frank Act : in brief /
    by Shorter, Gary W.
    Published 2018
    Subjects: “...Financial services industry Law and legislation United States. http://id.loc.gov/authorities...”
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    Government Document Database
  7. 7
    Securities and Exchange Commission (SEC) actions to mitigate the impact of COVID-19 /
    by Shorter, Gary W.
    Published 2020
    Subjects: “...Securities industry United States. http://id.loc.gov/authorities/subjects/sh2005000747...”
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    Government Document Database
  8. 8
    Employee ownership of registration-exempt company securities : proposals to reform required corporate disclosures (section 507 of S. 2155, S. 488, H.R. 1343, and section 406 of H.R. 10) /
    by Shorter, Gary W.
    Published 2018
    Subjects: “...Financial services industry Law and legislation United States....”
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    Government Document Database
  9. 9
    The "pay ratio provision" in the Dodd-Frank act : legislation to repeal it in the 113th Congress /
    by Shorter, Gary W.
    Published 2018
    Subjects: “...Financial services industry Law and legislation United States. http://id.loc.gov/authorities...”
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    Government Document Database
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