Showing 1 - 20 results of 53 for search '"United States."', query time: 0.21s Refine Results
  1. 1
    SEC's September 2020 rule toughens resubmission of shareholder proposals /
    by Shorter, Gary W.
    Published 2021
    Subjects: “...Stockholders United States....”
    Get full text
    Government Document Database
  2. 2
    Climate change risk disclosures and the Securities and Exchange Commission /
    Subjects: “...United States. Securities and Exchange Commission Rules and practice....”
    Get full text
    Government Document Database
  3. 3
    Legislation to repeal mandatory securities arbitration /
    by Shorter, Gary W.
    Published 2022
    Subjects: “...Arbitration and award United States....”
    Get full text
    Government Document Database
  4. 4
    High-frequency trading : background, concerns, and regulatory developments /
    by Shorter, Gary W., Miller, Rena S.
    Published 2019
    Subjects: “...Day trading (Securities) United States....”
    Get full text
    Government Document Database
  5. 5
    Environmental, social and governance funds : SEC-proposed disclosure reform /
    by Shorter, Gary W.
    Published 2022
    Subjects: “...United States. Securities and Exchange Commission Rules and practice....”
    Get full text
    Government Document Database
  6. 6
    Short selling : background and policy issues /
    by Su, Eva, Shorter, Gary W.
    Published 2023
    Subjects: “...Short selling (Securities) United States....”
    Get full text
    Government Document Database
  7. 7
    Employee ownership of registration-exempt company securities : proposals to reform required corporate disclosures (section 507 of S. 2155, S. 488, H.R. 1343, and section 406 of H.R. 10) /
    by Shorter, Gary W.
    Published 2018
    Subjects: “...United States. Securities and Exchange Commission Rules and practice....”
    Get full text
    Government Document Database
  8. 8
    Department of Labor's 2015 proposed fiduciary rule : background and issues /
    Subjects: “...United States. Department of Labor Officials and employees Pensions....”
    Get full text
    Government Document Database
  9. 9
    Credit rating agencies and their regulation /
    by Shorter, Gary W.
    Published 2020
    Subjects: “...Securities Ratings and rankings United States....”
    Get full text
    Government Document Database
  10. 10
    Environmental, social, and governance funds : SEC proposed names rule reform /
    by Shorter, Gary W.
    Published 2022
    Subjects: “...United States. Securities and Exchange Commission Rules and practice....”
    Get full text
    Government Document Database
  11. 11
    The SEC's September 2020 reform on investor eligibility to advance shareholder proposals /
    by Shorter, Gary W.
    Published 2021
    Subjects: “...United States. Securities and Exchange Commission....”
    Get full text
    Government Document Database
  12. 12
    Nasdaq's board diversity directive /
    by Shorter, Gary W.
    Published 2021
    Subjects: “...Boards of directors United States....”
    Get full text
    Government Document Database
  13. 13
    Payment for order flow : the SEC proposes reforms.
    by Shorter, Gary W.
    Published 2023
    Subjects: “...Stocks Prices United States....”
    Get full text
    Government Document Database
  14. 14
    Dual class stock : background and policy debate /
    by Shorter, Gary W.
    Published 2021
    Subjects: “...Dual class stocks Law and legislation United States....”
    Get full text
    Government Document Database
  15. 15
    Robinhood, the fintech discount broker : recent developments and concerns /
    by Shorter, Gary W.
    Published 2020
    Subjects: “...Discount brokers United States....”
    Get full text
    Government Document Database
  16. 16
    GameStop-related market volatility : what happened? /
    by Shorter, Gary W.
    Published 2021
    Subjects: “...Stocks United States....”
    Get full text
    Government Document Database
  17. 17
    Overview of the SEC climate risk exposure proposed rule /
    by Shorter, Gary W., Miller, Rena S.
    Published 2022
    Subjects: “...United States. Securities and Exchange Commission Rules and practice....”
    Get full text
    Government Document Database
  18. 18
    The Dodd-Frank Act : an overview of the 2016 incentive-based compensation proposal /
    by Gnanarajah, Raj, Shorter, Gary W.
    Published 2018
    Subjects: “...United States. Dodd-Frank Wall Street Reform and Consumer Protection Act....”
    Get full text
    Government Document Database
  19. 19
    The uptick rule : the SEC limit on short selling reconsidered /
    by Shorter, Gary W.
    Published 2018
    Subjects: “...Stocks Prices United States. http://id.loc.gov/authorities/subjects/sh2008112292...”
    Get full text
    Government Document Database
  20. 20
    Department of Labor's 2016 fiduciary rule : background and issues /
    Subjects: “...Pensions United States. http://id.loc.gov/authorities/subjects/sh85099598...”
    Get full text
    Government Document Database
Search Tools: RSS Feed – Email Search