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United States. Government Accountability Office
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SEC and CFTC penalities : continued progress made in collection efforts, but greater SEC management attention is needed : report to congressional requesters.
Published 2005
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Hedge funds : regulators and market participants are taking steps to strengthen market discipline, but continued attention is needed : report to congressional requesters.
Published 2008
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Securities fraud liability of secondary actors /
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Sawtelle, Susan D.
Published 2011
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Political intelligence : financial market value of government information hinges on materiality and timing : report to congressional committees.
Published 2013
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Government Document
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SEC and CFTC penalties : continued progress made in collection efforts, but greater SEC management attention is needed : report to Congressional Requesters /
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