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  1. 201
    Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015.
    Published 2016
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  2. 202
    60 minutes.
    Published 2000
    Connect to this streaming video (Alexander Street Press)
    Video
  3. 203
    60 minutes.
    Published 2002
    Connect to this streaming video (Alexander Street Press)
    Video
  4. 204
    Von der defraudirten Bank : ein Trauerspiel in vier General-Versammlungen /
    by Schönberger, Ludwig
    Published 1876
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  5. 205
    Review and analysis of OCIE examinations of Bernard L. Madoff Investment Securities, LLC.
    Published 2009
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  6. 206
    Review of the commission's processes for selecting investment advisers and investment companies for examination.
    Published 2009
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  7. 207
    Insider trading and market manipulation : investigating and prosecuting across borders /
    by Austin, Janet
    Published 2017
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    eBook
  8. 208
    Securities litigation journal /
    Published 2007
    Journal
  9. 209
    Promoting Transparent Standards for Corporate Insiders Act : report (to accompany H.R. 6320) (including cost estimate of the Congressional Budget Office).
    Published 2018
    Text version
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  10. 210
    Oversight of the SEC's Division of Enforcement : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, May 16, 2018.
    Published 2018
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  11. 211
    Bad blood : secrets and lies in a Silicon Valley startup /
    by Carreyrou, John
    Published 2018
    Book
  12. 212
    Insider Trading Prohibition Act : report together with minority views (to accompany H.R. 2534) (including cost estimate of the Congressional Budget Office).
    Published 2019
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  13. 213
    Strengthening Fraud Protection Provisions for SEC Enforcement Act of 2019 : report together with minority views (to accompany H.R. 3701) (including cost estimate of the Congressional Budget Office).
    Published 2020
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  14. 214
    Putting investors first : examining proposals to strengthen enforcement against securities law violators : hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, June 19, 2019.
    Published 2020
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  15. 215
    Schemes and false statements : Supreme Court to consider scope of anti-fraud liability under securities laws /
    by Sykes, Jay B.
    Published 2018
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    Government Document Database
  16. 216
    Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponzi scheme and how to improve SEC performance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on analyzing the SEC's oversight and examination of the activities of Bernard L. Madoff and Bernard L. Madoff Investment Securities, LLC and why it failed to identify the Ponzi scheme, and to assess recommendations for how to improve the regulatory performance of the SEC, September 10, 2009.
    Published 2010
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  17. 217
    Proposals to fight fraud and protect taxpayers : hearing before the Committee on the Judiciary, House of Representatives, One Hundred Eleventh Congress, first session, on H.R. 1748, H.R. 1292, H.R. 1667, H.R. 1788, H.R. 1779, H.R. 1793, and H.R. 78, April 1, 2009.
    Published 2010
    Electronic resource (PDF)
    Government Document eBook
  18. 218
    Evaluating S. 1551 : the Liability for Aiding and Abetting Securities Violations Act of 2009 : hearing before the Subcommittee on Crime and Drugs of the Committee on the Judiciary, United States Senate, One Hundred Eleventh Congress, first session, September 17, 2009.
    Published 2010
    Electronic resource (PDF)
    Government Document eBook
  19. 219
    Hearing to review implications of the CFTC v. Zelener case : hearing before the Subcommittee on General Farm Commodities and Risk Management of the Committee on Agriculture, House of Representatives, One Hundred Eleventh Congress, first session, June 4, 2009.
    Published 2009
    Electronic resource (PDF)
    Government Document eBook
  20. 220
    Additional reforms to the Securities Investor Protection Act : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, December 9, 2009.
    Published 2010
    Electronic resource (PDF)
    Government Document eBook
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