Showing 1 - 20 results of 433 for search '', query time: 0.17s Refine Results
  1. 1
    SEC year 2000 report : future reports could provide more detailed information : report to the ranking minority member, Committee on Commerce, House of Representatives /
    Published 1998
    Government Document Microform Book
  2. 2
    SEC enforcement : responses to GAO and SEC recommendations related to microcap stock fraud : report to congressional committees.
    Published 1999
    Adobe Acrobat Reader required
    Government Document Microform Book
  3. 3
    Management on Wall Street : making securities firms work /
    by Rappaport, Stephen P.
    Published 1988
    Book
  4. 4
    Audits of brokers and dealers in securities /
    Published 1985
    Serial
  5. 5
    Audits of brokers and dealers in securities /
    Published 1973
    Serial
  6. 6
    One way for Wall Street : a view of the future of the securities industry /
    by Stone, James Martin
    Published 1975
    Book
  7. 7
    The Challenge of information technology for the securities markets : liquidity, volatility, and global trading /
    Published 1989
    Book
  8. 8
    A perspective on the changing business and financial environment /
    by Phelan, John J., 1931-2012
    Published 1989
    Book
  9. 9
    Arbitration reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, including H.R. 4960 ... March 31, June 9, and July 12, 1988.
    Published 1989
    Government Document Book
  10. 10
    Subcommittee investigative procedures : hearings before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, March 13 and 21, 1989.
    Published 1990
    Government Document Book
  11. 11
    Securities laws enforcement : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, on H.R. 975 ... July 19, 1989.
    Published 1989
    Government Document Book
  12. 12
    Dynamic planning and management in the securities industry : staying competitive in a changing market place /
    by Howard, Donald F.
    Published 1987
    Book
  13. 13
    The house of Nomura : the inside story of the legendary Japanese financial dynasty /
    by Alletzhauser, Albert J., 1950-
    Published 1990
    Book
  14. 14
    Risk, regulation, and investor protection : the case of investment management /
    by Franks, Julian R.
    Published 1989
    Book
  15. 15
    Trading around the clock : global securities markets and information technology.
    Published 1990
    Government Document Book
  16. 16
    Securities operations : a guide to operations and information systems in the securities industry /
    by Reddy, Michael T.
    Published 1990
    Book
  17. 17
    Electronic bulls and bears : U.S. securities markets and information technology.
    Published 1990
    Government Document Book
  18. 18
    Ethics and the investment industry /
    Published 1989
    Book
  19. 19
    Stock market automation : exchanges have increased systems' capacities since the 1987 market crash : report to congressional committees /
    Published 1991
    Government Document Microform Book
  20. 20
    Eagle on the Street : based on the Pulitzer Prize-winning account of the SEC's battle with Wall Street /
    by Vise, David A.
    Published 1991
    Book
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