Showing 1 - 20 results of 847 for search '"Acting."', query time: 3.00s Refine Results
  1. 1
    Investment clubs and the SEC /
    Published 2007
    Subjects: “...United States. Securities Act of 1933....”
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    Government Document eBook
  2. 2
    Interval funds /
    Published 2007
    Subjects: “...United States. Securities Exchange Act of 1934....”
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    Government Document eBook
  3. 3
    SEC center for complaints and enforcement tips /
    Published 2009
    Subjects: “...United States. Freedom of Information Act....”
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    Government Document eBook
  4. 4
    Selecting and monitoring pension consultants : tips for plan fiduciaries /
    Published 2005
    Subjects: “...United States. Employee Retirement Income Security Act of 1974....”
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    Government Document eBook
  5. 5
    "Restricted" securities : removing the restrictive legend /
    Published 2005
    Subjects: “...United States. Securities Act of 1933....”
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    Government Document eBook
  6. 6
    A report to Congress in accordance with [section] 356(c) of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (USA PATRIOT ACT).
    Published 2002
    Subjects: “...United States. Bank Secrecy Act....”
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    Government Document eBook
  7. 7
    Trade execution : rules your brokerage firm must follow /
    Published 2004
    Subjects: “...United States. Securities Exchange Act of 1934....”
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    Government Document eBook
  8. 8
    Insider trading : Information on bounties /
    Published 2006
    Subjects: “...United States. Securities Exchange Act of 1934....”
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    Government Document eBook
  9. 9
    Joint Department of the Treasury, Securities and Exchange Commission, and Board of Governors of the Federal Reserve System study of the effectiveness of the implementation of the Government Securities Act of 1986.
    Published 1990
    Subjects: “...United States. Government Securities Act of 1986....”
    Government Document Book
  10. 10
    Registration under the Securities Act of 1933 /
    Published 2003
    Subjects: “...United States. Securities Act of 1933....”
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    Government Document eBook
  11. 11
    Accredited investors /
    Published 2000
    Subjects: “...United States. Banking Act of 1933....”
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    Government Document eBook
  12. 12
    Securities and Exchange Commission : books and records requirements for brokers and dealers under the Securities Exchange Act of 1934.
    by Wannisky, Kathleen E.
    Published 2001
    Subjects: “...United States. Securities Exchange Act of 1934....”
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    Government Document eBook
  13. 13
    Compilation of releases under Securities Act of 1933, to and including Dec. 31, 1935.
    Published 1936
    Subjects: “...United States. Securities Act of 1933. http://id.loc.gov/authorities/names/n83303648...”
    Electronic resource (PDF)
    Government Document eBook
  14. 14
    Compilation of releases under securities exchange act of 1934, to and including Dec. 31, 1935.
    Published 1936
    Subjects: “...United States. Securities Exchange Act of 1934. http://id.loc.gov/authorities/names/n80159036...”
    Electronic resource (PDF)
    Government Document eBook
  15. 15
    Registration Record : Securities Act of 1933, Jan. 12, 1938.
    Published 1938
    Subjects: “...United States. Securities Act of 1933. http://id.loc.gov/authorities/names/n83303648...”
    Electronic resource (PDF)
    Government Document eBook
  16. 16
    Registration Record : Securities Act of 1933, Jan. 13, 1938.
    Published 1938
    Subjects: “...United States. Securities Act of 1933. http://id.loc.gov/authorities/names/n83303648...”
    Electronic resource (PDF)
    Government Document eBook
  17. 17
    Registration record : Securities Act of 1933, Jan. 14, 1938.
    Published 1938
    Subjects: “...United States. Securities Act of 1933. http://id.loc.gov/authorities/names/n83303648...”
    Electronic resource (PDF)
    Government Document eBook
  18. 18
    Registration Record : Securities Act of 1933, Jan. 15, 1938.
    Published 1938
    Subjects: “...United States. Securities Act of 1933. http://id.loc.gov/authorities/names/n83303648...”
    Electronic resource (PDF)
    Government Document eBook
  19. 19
    Registration Record : Securities Act of 1933, Jan. 17, 1938.
    Published 1938
    Subjects: “...United States. Securities Act of 1933. http://id.loc.gov/authorities/names/n83303648...”
    Electronic resource (PDF)
    Government Document eBook
  20. 20
    Registration Record : Securities Act of 1933, Jan. 18, 1938.
    Published 1938
    Subjects: “...United States. Securities Act of 1933. http://id.loc.gov/authorities/names/n83303648...”
    Electronic resource (PDF)
    Government Document eBook
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