Showing 1 - 20 results of 44 for search '"Mutual funds Law and legislation"', query time: 0.26s Refine Results
  1. 1
    Mutual funds : 12b-1 reform /
    by Shorter, Gary W.
    Published 1989
    Subjects: “...Mutual funds Law and legislation United States....”
    Microform Book
  2. 2
    The legal nature of unit trust /
    by Sin, Kam Fan
    Published 1997
    Subjects: “...Mutual funds Law and legislation Great Britain....”
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  3. 3
    Investment Trusts and Investment Companies : hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Sixth Congress, third session, on June 13, 14, 1940.
    Published 1940
    Subjects: “...Mutual funds Law and legislation United States....”
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  4. 4
    Investment Trusts and Investment Companies. hearings before the United States Senate Committee on Banking and Currency, Subcommittee on Securities and Exchange, Seventy-Sixth Congress, third session, on Apr. 2-5, 8-10, 1940.
    Published 1940
    Subjects: “...Mutual funds Law and legislation United States....”
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  5. 5
    Investment Trusts and Investment Companies. hearings before the United States Senate Committee on Banking and Currency, Subcommittee on Securities and Exchange, Seventy-Sixth Congress, third session, on Apr. 12, 15-19, 22-26, 1940.
    Published 1940
    Subjects: “...Mutual funds Law and legislation United States....”
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  6. 6
    Investment company act amendment : hearing, Ninety-second Congress, first session, on H.R. 9758 and S. 2216 ... October 21, 1971.
    Published 1971
    Subjects: “...Mutual funds Law and legislation United States....”
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  7. 7
    Mutual Fund Legislation of 1967. hearings before the United States Senate Committee on Banking and Currency, Ninetieth Congress, first session, on July 31, Aug. 1, 2, 1967.
    Published 1967
    Subjects: “...Mutual funds Law and legislation United States....”
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  8. 8
    Mutual Fund Legislation of 1967. hearings before the United States Senate Committee on Banking and Currency, Ninetieth Congress, first session, on Aug. 3, 4, 14, 15, 1967.
    Published 1967
    Subjects: “...Mutual funds Law and legislation United States....”
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  9. 9
    Mutual Fund Legislation of 1967. hearings before the United States Senate Committee on Banking and Currency, Ninetieth Congress, first session, on Nov. 16, 1967.
    Published 1967
    Subjects: “...Mutual funds Law and legislation United States....”
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  10. 10
    Mutual fund amendments : hearings, Ninety-first Congress, first session, on H.R. 11995, S. 2224, H.R. 13754, and H.R. 14737 ...
    Published 1970
    Subjects: “...Mutual funds Law and legislation United States....”
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  11. 11
    Mutual funds : a review of the regulatory landscape : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, May 10, 2005.
    Published 2005
    Subjects: “...Mutual funds Law and legislation United States....”
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    Government Document Book
  12. 12
    Mutual funds : a review of the regulatory landscape : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, May 10, 2005.
    Published 2005
    Subjects: “...Mutual funds Law and legislation United States....”
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  13. 13
    Mutual fund trading abuses : SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls : report to Congressional Requesters /
    Published 2005
    Subjects: “...Mutual funds Law and legislation United States....”
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  14. 14
    Common Trust Funds -- Overlapping Responsibility and Conflict in Regulation : hearings before the United States House Committee on Government Operations, Subcommittee on Legal and Monetary Affairs, Eighty-Eighth Congress, first session, on May 20, 1963.
    Published 1963
    Subjects: “...Mutual funds Law and legislation United States....”
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  15. 15
    Variable annuities : hearing, Ninety-second Congress, first session, on S. 2216, to amend the Investment company act of 1940. July 15, 1971.
    Published 1971
    Subjects: “...Mutual funds Law and legislation United States....”
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  16. 16
    Investment Company Act Amendments of 1967 : Bank and Insurance Company Collective Investment Funds and Accounts: hearings before the United States House Committee on Interstate and Foreign Commerce, Subcommittee on Commerce and Finance, Ninetieth Congress, second session, on Mar. 14, 15, 1968.
    Published 1968
    Subjects: “...Mutual funds Law and legislation United States....”
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  17. 17
    Mutual Fund Amendments. hearings before the United States House Committee on Interstate and Foreign Commerce, Subcommittee on Commerce and Finance, Ninety-First Congress, first session, on Nov. 12-14, 1969.
    Published 1969
    Subjects: “...Mutual funds Law and legislation United States....”
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  18. 18
    The Investment Company Act Amendments of 1995 : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, first session, on H.R. 1495, October 31, 1995.
    Published 1995
    Subjects: “...Mutual funds Law and legislation United States....”
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  19. 19
    Contribution of Mutual Funds to Taxable Capital Gains : CBO Memorandum. /
    by Ozanne, Larry J.
    Published 1999
    Subjects: “...Mutual funds Law and legislation United States....”
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  20. 20
    Expanding Investment in Small Businesses Act : report (to accompany H.R. 6319) (including cost estimate of the Congressional Budget Office).
    Published 2018
    Subjects: “...Mutual funds Law and legislation United States....”
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