Showing 1 - 20 results of 1,073 for search '"Securities"', query time: 0.33s Refine Results
  1. 1
    Securities investor protection : update on matters related to the Securities Investor Protection Corporation.
    Published 2003
    Subjects: “...Securities Investor Protection Corporation....”
    Get full text
    Government Document eBook
  2. 2
    Securities regulation : efforts to detect, investigate, and deter insider trading : report to the chairman, Subcommittee on Oversight and Investigations, Committee on Energy and Commerce, House of Representatives /
    Published 1988
    Subjects: “...United States. Securities and Exchange Commission....”
    Government Document Book
  3. 3
    Securities industry : SEC leadership needed to further automate securities transfers : report to the Chairman, Committee on Energy and Commerce, House of Representatives /
    Published 1991
    Subjects: “...Securities United States Data processing....”
    Government Document Microform Book
  4. 4
    Securities operations : update on actions taken to address day trading concerns.
    Published 2001
    Subjects: “...Day trading (Securities) United States....”
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    Government Document eBook
  5. 5
    SEC enforcement program : information on productivity statements and cases closed without action : briefing report to the Chairman, Subcommittee on Oversight and Investigations, Committee on Energy and Commerce, House of Representatives /
    Published 1986
    Subjects: “...United States. Securities and Exchange Commission....”
    Government Document Book
  6. 6
    Financial services regulators : better information sharing could reduce fraud : statement of Richard J. Hillman, Director, Financial Markets and Community Investment, before the Subcommittee on Oversight and Investigations and the Subcommittee on Financial Institutions and Consumer Credit, Committee on Financial Services, House of Representatives /
    by Hillman, Richard J.
    Published 2001
    Subjects: “...Securities fraud United States....”
    Get full text
    Government Document eBook
  7. 7
    Securities enforcement : improvements needed in SEC controls over disgorgement cases : report to the Chairman, Subcommittee on Oversight and Investigations, Committee on Energy and Commerce, House of Representatives.
    Published 1994
    Subjects: “...United States. Securities and Exchange Commission....”
    Government Document Microform Book
  8. 8
    SEC enforcement : responses to GAO and SEC recommendations related to microcap stock fraud : report to congressional committees.
    Published 1999
    Subjects: “...Securities fraud United States....”
    Adobe Acrobat Reader required
    Government Document Microform Book
  9. 9
    Securities pricing : actions needed for conversion to decimals : statement of Thomas J. McCool, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Finance and Hazardous Materials, Committee on Commerce, House of Representatives /
    by McCool, Thomas Joseph, 1947-
    Published 1998
    Subjects: “...Securities Prices United States....”
    Adobe Acrobat reader required.
    Government Document Microform Book
  10. 10
    Securities operations : day trading requires continued oversight : report to congressional requesters /
    Published 2000
    Subjects: “...Day trading (Securities) United States....”
    Get full text
    Government Document Microform Book
  11. 11
    New York Stock Exchange : capability of automated systems to identify program trading : report to the Chairman, Committee on Agriculture, Nutrition, and Forestry, U.S. Senate /
    Published 1988
    Subjects: “...Program trading (Securities) United States....”
    Government Document Microform Book
  12. 12
    U.S. government securities : more transaction information and investor protection measures are needed : report to congressional committees /
    Published 1990
    Subjects: “...Government securities Law and legislation United States....”
    Government Document Microform Book
  13. 13
    Securities regulation : customer protection rule oversight procedures appear adequate : report to the Chairman, Subcommittee on Commerce, Consumer, and Monetary Affairs, Committee on Government Operations, House of Representatives /
    Published 1991
    Subjects: “...United States. Securities and Exchange Commission Auditing....”
    Government Document Microform Book
  14. 14
    Securities markets : challenges to harmonizing international capital standards remain : report to congressional committees /
    Published 1992
    Subjects: “...Securities United States....”
    Government Document Microform Book
  15. 15
    Financial derivatives : actions taken or proposed since May 1994 : report to congressional committees /
    Published 1996
    Subjects: “...Derivative securities United States....”
    Adobe Acrobat reader required.
    Government Document Book
  16. 16
    On-line trading : investor protections have improved but continued attention is needed : report to Congressional requesters /
    Published 2001
    Subjects: “...United States. Securities and Exchange Commission....”
    Get full text
    Adobe Acrobat reader required
    Government Document eBook
  17. 17
    International finance : regulation of international securities markets : report to congressional requesters /
    Published 1989
    Subjects: “...Securities....”
    Government Document Book
  18. 18
    Securities markets : opportunities exist to enhance investor confidence and improve listing program oversight : report to Congressional Requesters /
    Published 2004
    Subjects: “...Securities United States....”
    Connect to the full text of this electronic book
    eBook
  19. 19
    Securities regulation : background and selected statistics on the SEC's full disclosure program : fact sheet for the chairman, Subcommittee on Oversight and Investigations, Committee on Energy and Commerce, House of Representatives.
    Published 1986
    Subjects: “...Disclosure of information (Securities law) United States Statistics....”
    Government Document Book
  20. 20
    SEC's efforts to find lost and stolen securities : report /
    Published 1984
    Subjects: “...United States. Securities and Exchange Commission....”
    Government Document Book
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