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Showing 1 - 20 results of 106 for search '"Securities United States."', query time: 0.36s Refine Results
  1. 1
    Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Gramm-Leach-Bliley Act, Commodity Futures Modernization Act of 2000, Sarbanes-Oxley Act of 2002 /
    Published 2003
    Subjects: “...Securities United States....”
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  2. 2
    Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000 /
    Published 2001
    Subjects: “...Securities United States....”
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    Government Document eBook
  3. 3
    Stronger Enforcement of Civil Penalties Act of 2019 : report together with minority views (to accompany H.R. 3641) (including cost estimate of the Congressional Budget Office).
    Published 2020
    Subjects: “...Securities United States....”
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  4. 4
    Workforce Investment Disclosure Act of 2020 : report together with minority views (to accompany H.R. 5930) (including cost estimate of the Congressional Budget Office).
    Published 2020
    Subjects: “...Going public (Securities) United States....”
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  5. 5
    Shareholder Political Transparency Act of 2021 : report together with minority views (to accompany H.R. 1087) (including cost estimate of the Congressional Budget Office).
    Published 2021
    Subjects: “...Securities United States....”
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  6. 6
    Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021 : report (to accompany H.R. 935) (including cost estimate of the Congressional Budget Office).
    Published 2022
    Subjects: “...Securities United States....”
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  7. 7
    Strengthening Fraud Protection Provisions for SEC Enforcement Act of 2019 : report together with minority views (to accompany H.R. 3701) (including cost estimate of the Congressional Budget Office).
    Published 2020
    Subjects: “...Securities United States....”
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  8. 8
    Amending the Dodd-Frank Wall Street Reform and Consumer Protection Act to adjust the date on which consolidated assets are determined for purposes of exempting certain instruments of smaller institutions from capital deductions : report (to accompany H.R. 3128) (including cost estimate of the Congressional Budget Office).
    Published 2012
    Subjects: “...Securities United States....”
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  9. 9
    Disclosure Modernization and Simplification Act of 2015 : report (to accompany H.R. 1525) (including cost estimate of the Congressional Budget Office).
    Published 2015
    Subjects: “...Securities United States....”
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  10. 10
    National Securities Exchange Regulatory Parity Act of 2016 : report together with minority views (to accompany H.R. 5421) (including cost estimate of the Congressional Budget Office).
    Published 2016
    Subjects: “...Securities United States....”
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  11. 11
    Public Company Registration Threshold Act : report together with minority views (to accompany H.R. 5051) (including cost estimate of the Congressional Budget Office).
    Published 2018
    Subjects: “...Securities United States....”
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  12. 12
    ESG Disclosure Simplification Act of 2019 : report together with minority views (to accompany H.R. 4329) (including cost estimate of the Congressional Budget Office).
    Published 2020
    Subjects: “...Securities United States....”
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  13. 13
    Game stopped? : who wins and loses when short sellers, social media, and retail investors collide : virtual hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session.
    Published 2021
    Subjects: “...Securities United States....”
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  14. 14
    Access to Capital for Job Creators Act : report (to accompany H.R. 2940) (including cost estimate of the Congressional Budget Office).
    Published 2011
    Subjects: “...Securities United States....”
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    Government Document eBook
  15. 15
    Micro Offering Safe Harbor Act : report together with minority views (to accompany H.R. 4850) (including cost estimate of the Congressional Budget Office).
    Published 2016
    Subjects: “...Securities United States....”
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  16. 16
    Private Placement Improvement Act of 2016 : report together with minority views (to accompany H.R. 4852) (including cost estimate of the Congressional Budget Office).
    Published 2016
    Subjects: “...Securities United States....”
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  17. 17
    Accelerating Access to Capital Act of 2015 : report together with minority views (to accompany H.R. 2357) (including cost estimate of the Congressional Budget Office).
    Published 2016
    Subjects: “...Securities United States....”
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  18. 18
    To direct the Securities and Exchange Commission to allow certain issuers to be exempt from registration requirements, and for other purposes : report (to accompany H.R. 2864) (including cost estimate of the Congressional Budget Office).
    Published 2017
    Subjects: “...Securities United States....”
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  19. 19
    Encouraging Public Offerings Act of 2017 : report (to accompany H.R. 3903) (including cost estimate of the Congressional Budget Office).
    Published 2017
    Subjects: “...Securities United States....”
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  20. 20
    Micro Offering Safe Harbor Act : report together with minority views (to accompany H.R. 2201) (including cost estimate of the Congressional Budget Office).
    Published 2017
    Subjects: “...Securities United States....”
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    Government Document eBook
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